EPSTEIN
page 9 / 270 . OCR, unverified
Portfolio Activity
Client News
If you plan to make gifts of securities this year, please
notify your Client Service Representative before
December 1, 2013. This will allow us to process your
request before year-end and meet the deadline for tax
filing purposes.
Please see disclosures located at the end of this statement package for important information relating to each J P Morgan account(s).
JP Morgan
0000001002 IS 0 15 00001 INDYX00 20131104
Page 1 of 6
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00029176
SDNY_GM_00298374
EFTA01504324
--- SOURCE: IMAGES__0116__EFTA01504325.txt ---
METADATA_SOURCE: IMAGES0116
METADATA_FILENAME: EFTA01504325.pdf
----------------------------------------
DARREN K. INDYICE IRA ROLLOVER ACCT.
For the Period 10/1/13 to 10/31/13
Account Summary
Asset Allocation
Beginning
Market Value
Ending
Market Value
Change
In Value
Estimated
Current
Annual Income Allocation
Cash & Fixed Income
24238522
000
(242,385.22)
Market Value
Accruals
3242,386.22
6.00
$0.00
5.60
($242,386.22)
(0.40)
$0.00
Market Value with Accruals
$242,391.22
$6.80
($242,386.62)
Portfolio Activity
Current
Period Value
Year-to-Date
Value
Beginning Market Value
242,386.22
242,33042
Contributions
484'82.44
484,782.44
Wthdrawals & Fees
173.66
(727,173.66)
Net Contributions/Withdrawals
(6242,391.22)
($242,391.22)
Income & Distributions
6.00
60.80
Ending Market Value
$0.00
$0.00
Accruals
5.60
5.60
Market Value with Accruals
$6.60
$6.60
Tax Summary
Current
Year-to-Date
Period Value
Value
Interest Income
6.00
60.80
Taxable Income
JP Morgan
$6.00
$60.80
Page 2 of 6
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00029177
SDNY_GM_00298375
EFTA01504325
--- SOURCE: IMAGES__0116__EFTA01504326.txt ---
METADATA_SOURCE: IMAGES0116
METADATA_FILENAME: EFTA01504326.pdf
----------------------------------------
DARREN K. INDYKE IRA ROLLOVER ACCT.
For the Period 10/1/13 to 10/31/13
Note:
' This is the Annual Percentage Yield (API() which is the rate earned if balances remain on deposit for a full year with compounding. there is no change in the interest rate and all interest
is left in the account.
Cash & Fixed Income Detail
Adjusted Tax Cost
Unrealized
Est. Annual Income
Price
Quantity
Value
Original Cost
Gain/Loss
Accrued Interest
Yield
Cash
US DOLLAR
1.00
JP Morgan
0.00
0.03961
5.60
Page 3 of 6
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00029178
SDNY_GM_00298376
EFTA01504326
--- SOURCE: IMAGES__0116__EFTA01504327.txt ---
METADATA_SOURCE: IMAGES0116
METADATA_FILENAME: EFTA01504327.pdf
----------------------------------------
DARREN K. INDYKE IRA ROLLOVER ACCT
For the Period 10/1/13 to
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type
Description
Co ok
Quantity
Per Unit
Amount
Amount
Settle Date Selection Method
Income
10;1
Interest Income
DEPOSIT SWEEP INTEREST FOR 09/01/13 - 09/30/13
C .03% RATE ON AVG COLLECTED BALANCE OF
$242,38522 AS OF 10/01/13
6.00
Type
Description
Quantity
Amount
Settle Date Selection Method
Cost
Contributions
10/28
IRA Cash Transfer
RET OF FUNDS FROM TD BANK NA FAO DARREN INDYKE
DTD 10/24/2013 TRN 1020900297ES AS OF 10/25/13
242,391.22
10/31
IRA Cash Transfer
RET OF FUNDS FROM TD BANK NA FAO DARREN INDYKE
DTD 10/29/2013 TRN 1005300302ES AS OF 10/30/13
242,391.22
Total Contributions
3484,782A4
Type
Description
Quantity
Amount
Settle Date Selection Method
Cost
Withdrawals
10/24
IRA Cash Transfer
TRANSFERRED BY WIRE TO TD BANK NA FAO DARREN
INDYKE LETTER FROM CLIENT
(242.391 22)
10/29
IRA Cash Transfer
TRANSFERRED BY WIRE TO TD BANK, NA FAO DARREN K
INDYKE IRA LETTER FROM CLIENT
(242,391.22)
J.P.Morgan
Page 5 of 6
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00029180
SDNY_GM_00298378
EFTA01504327
--- SOURCE: IMAGES__0116__EFTA01504328.txt ---
METADATA_SOURCE: IMAGES0116
METADATA_FILENAME: EFTA01504328.pdf
----------------------------------------
For the Period 10/1/13 to 10/31/13
Contact your J.P. Morgan Team at one of the telephone numbers on the front of your statements or write us at J.P. Morgan. 500 Stanton Christiana Road, 1/0PS3, Newark, DE 19713-2107 as soon as
you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on
which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an
error or why you need more information. (3) Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business
days (or 20 business days for new accounts) to do this, we will credit your account for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete